Contents

 


About this Volume 1

Attributes:

Integrated Macro Policy 2
Responsibility Structures 7
Fraud Risk Assessment 14
Employee Awareness 23
Customer and Community Awareness 28
Fraud Reporting Systems 29
Protected Disclosures 34
External Notification 37
Investigation Standards 40
Conduct and Disciplinary Standards 49

Appendices:

Guidelines for Auditors & Managers on Fraud Control 54
A Selection of Common Methods and Types of Fraud 58
Possible Indicators of the Existence of Fraud 59
Random Selection of Good Management Practices which may Assist in Combating Fraud 62
Independent Commission Against Corruption 64
NSW Privacy Committee 68
Freedom of Information Act, 1989 71
Independent Commission Against Corruption Act, 1988 73
Independent Commission Against Corruption 77

 

 

 

About this Volume

 

Volume 1 provided an outline of the model for fraud control advanced by this Guide for general application across the public sector. Within this volume a separate section is provided to discuss each of the model's ten "attributes" as depicted in Figure 2.1 below.

 

Integrated Macro Policy Fraud Reporting Systems
Responsibility Structures Protected Disclosures
Fraud Risk Assessment External Notification
Employee Awareness Invesitigation Standards
Customer and Community Awareness Conduct and Disciplinary Standards

Figure 2.1: Ten Attributes of Effective Fraud Control Strategies